PECB ISO-9001 Lead Auditor Practice Exams
Last updated on Oct 21,2026- Exam Code: ISO-9001 Lead Auditor
- Exam Name: QMS ISO 9001:2015 Lead Auditor
- Certification Provider: PECB
- Latest update: Oct 21,2026
Which two of the following are the key expected results of a quality management system that conforms to the requirements of ISO 9001:2015?
- A . Decreased number of nonconforming products in all stages of the manufacturing cycle
- B . Decreased number of management system nonconformities
- C . Consistently provide products that meet customers’ requirements
- D . Increased profits
- E . Decreased number of warranty claims
- F . Enhanced customer satisfaction
DRAG DROP
Whistlekleen is a national dry cleaning and laundry company with 50 shops. You are conducting a surveillance audit of the Head Office and are sampling customer complaints. You find that 80% of complaints originate from five shops in the same region. Most of these complaints relate to damage to customer laundry. The Quality Manager tells you that these are the oldest shops in the company. The cleaning equipment needs replacing but the company cannot afford it at the moment. You learn that the shop managers were told to dismiss most of the claims on the basis of the poor quality of the laundered materials.
On raising the matter with senior management, you are told that there are plans to replace the equipment in these shops over the next five years.
You raised a nonconformity against clause 8.5.1 of 150 9001. Select the words that best complete the sentence;
![]()
To complete the sentence click on the blank section you want to complete so it is highlighted in red and then dick on the applicable text from the options below., Alternatively, drag and drop the options to the appropriate blank section.

ABC is a service organisation that cleans and irons bed and table linen for four large hospitals in the city centre. It claims to meet ISO 9001:2015 requirements. During an internal audit, an auditor observes that machine No. 4 is being operated with the three variables outside the limits established in the applicable documented procedure SP-701. The auditor has decided to raise a nonconformity.
Which six elements should be included in the nonconformity report?
- A . Condition of the table linens upon receipt from the hospital
- B . Applicable procedure: SP-701
- C . Competence record of the machine operator
- D . Identification number of the washing machine
- E . Manufacturer of the washing machine
- F . Name of the Quality Manager
- G . Number of the production order
- H . The concentration of the cleaning liquid used vs the concentration fixed in SP-701
- I . The planned duration of the process vs the minimum time required in SP-701
- J . Weight of linen being washed vs the maximum weight required in SP-701
XYZ Corporation employs 100 people, and during a Stage 1 certification audit, certain issues are identified with the Quality Management System (QMS).
Which two options describe the circumstances in which you could raise a nonconformity against Clause 6.2 of ISO 9001:2015?
- A . Quality objectives are not being implemented by the organisation’s personnel.
- B . The consultant has not interpreted ISO 9001 correctly.
- C . Establishing quality objectives did not include top management.
- D . Quality objectives were not established in alignment with the organisation’s quality policy.
- E . The organisation cannot afford to undertake quality objectives all at once.
- F . Quality objectives are not maintained as documented information.
Which one of the following options is the definition of the context of an organisation?
- A . Combination of internal and external issues that can have an effect on an organisation’s approach to developing and achieving its objectives.
- B . Comparison of internal and external issues that can have an effect on an organisation’s desire to achieve its objectives.
- C . Complexity of internal and external issues that can have an effect on an organisation’s approach to developing and achieving its purpose.
- D . Coordination of internal and external issues that can have a positive or negative effect on an organisation’s success.
DRAG DROP
Select the word that best completes the sentence:
![]()
To complete the sentence with the best word, click on the blank section you want to complete so it is highlighted in red and then click on the applicable text from the option(s) below. Alternatively drag and drop the option(s) to the appropriate blank section.

DRAG DROP
State the correct sequence of events in the certification process for an organisation to obtain third-party accredited certification to ISO 9001.

To complete the sentences click an the blank section you want to compete so itis highlighted in red and then click on the applicable text from the options below. Alliteratively, drag and drop the options to the appropriate blank section.

DRAG DROP
Below are four of the seven principles on which ISO 9000 series are based. Match a potential benefit to each of the quality management principles (QMP).

To complete the table click on the blank section you want to complete so it is highlighted in red and then click on the applicable text from the options below. Alternatively, drag and drop each of the following potential benefits to a QMP.

During a third-party audit of a pharmaceutical organisation (CD9000) site of seven COVID-19 testing laboratories in various terminals at a major international airport, you interview the CD 9000’s General Manager (GM), who was accompanied by Jack, the legal compliance expert. Jack is acting as the guide in the absence of the Technical Manager due to him contracting COVID-19.
You: "What external and internal issues have been identified that could affect CD9000 and its quality management system?"
GM: "Jack guided us on this. We identified issues like probable competition of another laboratory organisation in the airport, legal requirements on COVID-19 continuously changing, the shortage of competent laboratory analysists, the epidemic declining soon, shortage of chemicals for the analysis. It was quite a good experience."
You: "Did you document these issues?"
GM: "No. Jack said that ISO 9001 does not require us to document these issues."
You: "How did you determine the risks associated with the issues and did you plan actions to address them?"
GM: "I am not sure. The Technical Manager is responsible for this process. Jack may be able to answer this question in his absence."
Select two options for how you would respond to the General Manager’s suggestion:
- A . I would ask to audit the Technical Manager by phone.
- B . I would ask for a different guide instead of the legal compliance expert.
- C . I would look for evidence that the actions resulting from the risk assessment had been taken.
- D . I would ask the consultant to leave the meeting since he is not an employee of the organisation.
- E . I would delay the audit until the return of the technical manager
- F . I would not accept the legal compliance expert answering the question.
DRAG DROP
You are carrying out an audit to ISO 9001 at an organisation which offers regulatory consultancy services to manufacturers of cosmetics.
You are interviewing the Technical Director (TD), who manages a team of regulatory experts responsible for providing regulatory services to customers.
You: "How do you ensure your regulatory team’s competence concerning regulatory requirements is maintained?"
TD: "The two Regulatory Experts we employ full-time have years of experience of working in the cosmetics industry."
You: "How is their regulatory competence maintained?"
TD: "They are dedicated individuals with lots of contacts in the sector."
You: "How does the business enable them to maintain their understanding of current regulatory requirements?"
TD: "We leave that up to them."
You decide to raise a nonconformity.

To complete the nonconformity report click on the blank section you want to complete so itis highlighted in red and then did on the applicable text from the options below. Alternatively, drag and drop the options to the appropriate blank section.
